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Uit:
New Blackfriars
68 (1987) March, no 803, 115-124
André
Lascaris OP
When, at the end of
January 1987, the Vatican Justice and Peace Commission advised debtor countries
of the Third World that they were not always morally obliged to repay their
international creditors, the announcement did not set off even a tiny ripple in
the words money markets. But when Reagan blunders yet again or Thatcher slips
back in the opinion polls the major stock markets react nervously. The Church is
somehow excluded; it does not play any role in the making of economic decisions,
though, today, these so deeply influence our personal lives. And Vatican II's
Pastoral Constitution Gaudium et Spes accepts at least one of the basic
presuppositions of modern economics as a good one: progress ought to be
made-albeit it ought to be made within the moral order and oriented to serve
mankind. We can read subsections 64 and 65 as a criticism of the modern economic
and social process, but at the same time they seem to approve fundamentally of
what they criticise.
What
the preachers, theologians and synods of 400 years ago had to say about economic
practices seems to have had relevance. This is not to say that people did what
they were told, but, even when they neglected Church warnings and prohibitions,
at least they knew that they did so. Today economies are thought to be a science,
a field reserved for experts only, an autonomous process clearly separated from
the contents of the Christian tradition.
Were
theologians and preachers cleverer before the industrial Revolution? In fact,
their teaching on economic practices appears to have been rather limited and
monotonous; forbidding people from making money by usury was their main theme. A
boring theme, it sounds to us. It becomes a little less boring as soon as we
realise that 'usury' denotes every form of profit making. Someone who saved up
his grain, harvested in September, to sell it at a higher price in March, was
committing 'usury'; he was enriching himself at the expense of the buyer.
Until
the Industrial Revolution markets were places where goods were exchanged and
redistributed through money, not places where people went to make a financial
killing. This basic rule had one important exception: it was allowable to
profiteer in dealings with foreigners. Aristotle already makes the distinction
between 'natural' exchange (i.e. with members of the same polis, society)
and 'unnatural' exchange (i.e. with outsiders).[1]
But in most cases foreigners were not admitted to local markets, and so few
people had a direct contact with this kind of 'unnatural' trade. Natives of
colonies were foreigners and so it was permissible to profiteer in dealings with
them - the first stock exchange, founded in Amsterdam, dealt mainly with
colonial goods. Within Western Europe, however, profit making was not allowed.
Culture and Church agreed on this. Originally this was not Church teaching, it
was part-and-parcel of the old society, be it Saxon, Greek, Persian or Indian.
The Church only corroborated this economic tradition and gave it a kind of
sacred halo by defending it as the expression of the way God wanted justice to
be done in this world. After all, the man in the parable of Luke 12, 15-21 who
wanted to build bigger storehouses to store his heavy crops died the same night!
Neither
capitalist nor Marxist theories explain sufficiently why all the human societies
before the Industrial Revolution restricted the making of profit, and were
structured in a way that did not favour the increase of production. We have to
make use of the hypothesis developed by René Girard to understand.[2]
According to Girard, a human being desires something because it is desired (or
already possessed) by another person and is thus marked out as something
important. We learn languages, human behaviour and culture by imitating one
another, but we also irritate one another in our desiring. We desire by desiring
what another person desires. He is our 'model' and, when he seems to be greater
in some way than we are, we find it difficult to resist imitating him in his
desires, his behaviour, and his use of words. It is unimportant in itself what
is desired for we copy the desires of other people, and those models determine
which objects we desire. We do not desire spontaneously. We are not completely
autonomous beings.
Conflict
emerges when two or more people desire the same object, the same political
function, the same man or woman. Often the model of my desires turns out to be
at the same time the obstacle to my desires. For he already possesses what I
desire, or he desired before I desired. I start rivalling with my model. When
the conflict comes into the open, my model becomes aware of my rivalry, feels
threatened, and imitates my rivalry by rivalling with me. In this process of
imitating one another the rivals will become more and more alike in their
actions, desires, words, strategies and behaviour. The object becomes more and
more important when the conflict is building up. The competitors feel very
different from each other, but to an outsider they are doubles and the value of
the object (e. g. the 'football cup') is an enigma to him. If the
conflict is not ended by one overcoming the other and the escalation of the
conflict cannot be endured any more, the only way to peace is finding a
scapegoat and uniting together against him or her. He or she is the reason of
our conflict, for ... (the reason may be quite arbitrary, as long as a scapegoat
can be found and peace restored).
The
purpose of the rules of the pre-capitalist societies becomes now obvious. They
aim at reducing the possible sources of rivalry within society. Different
societies have different rules. But they all seem to come to the same. Prices
are fixed: a discussion is possible on the quality of the object so that one can
get the price reduced, but the price itself stands. And whoever receives
something, should give back something. Because it will never be clear whether it
is of the same value, the process of giving and receiving may go on forever.
Gifts keep society together, assure social communication, and establish peace.
But they are a burden too, they may poison our existence, they are a dangerous
medicine. In Dutch, as in many other languages, the word 'gift' has a double
meaning: gift and poison. Being able to give much is a source of wealth; 'to him
who has will more be given; and from him who has not, even what he has will be
taken away' (Mark 4, 25). The rich man is he who stands in the centre of
his community and is able to share out abundantly what he possesses, and thus
will receive from his dependants abundantly. Property is never completely
private; it is, rather, something, which is administered to be shared out. All
those pre-capitalist societies tried to restrict production, for an increase
in production could provoke rivalry and competition.
Even
the origin of coinage is to be found in the attempt to regulate conflicts and to
prevent an escalation of rivalry. The politically unstable
Greek, Lydian and
Sardian cities of the 7th century BC discovered that they could prevent much
inner strife by 'concentrating' the rivalries on a small piece of metal marked
by the rulers of the state. This money was to fulfil the function of scapegoat:
it draws all the desires to itself and in this way other objects, which can only
be acquired by money, are less subject to immediate rivalry. It owes its value
to the power and the violence of the state whose mark it carries. Its use became
more and more widespread because the soldiers, all mercenaries, were paid in
coinage. Persia and Babylonia did not strike coins until Alexander the Great
subdued them. Money is an ambiguous entity: it takes away the rivalry around
other objects, but at the same time it becomes itself a centre of rivalry. The
state becomes more powerful, but its citizens become more independent.[3]
If one
follows Girard's hypothesis, the seemingly irrational economic practise of
pre-industrial society becomes very rational. Obviously the system was open to a
lot of abuse and oppression. For example, the obligation to receive and return
gifts was burdensome. For Christians it was self-evident that this was the best
economic system for another did not exist. Their task was to fight the abuses,
to defend the poor and to uphold the system itself by forbidding usury. Still,
while doing all this the biblical tradition was slowly undermining the basic
structures of society with its gift economies. Classic literature always
defended the position of those who were rich and had much to give, but biblical
literature does not propose them as models to be imitated, but Christ and the
poor, all those who had nothing to give and thus received
little.[4]
The
Industrial Revolution was a revolution of the rich. One of its results would be
the end of the aristocracy itself, but the effects of this revolution were much
greater. The fabric of society was disturbed. Mutual solidarity disappeared and
what was forbidden before - to desire everything, envy, rivalry, competition,
increase of production - was now prescribed. The mentality in society changed
slowly but completely. Many people felt free, being allowed at last to desire
everything, to strive infinitely after material goals, to seek political and
economic power, to pursue happiness. Everything seemed possible. After centuries
of very limited material development, progress was being made everywhere.
Scarcity, caused by the fact that so many people desired the same things (iron,
oil, food-stuffs), became the new scapegoat. Scarcity is the cause of both
misery and of the drive to compete and increase production.
The
workings of modern economies are perhaps illustrated most clearly by what
happens en the stock exchange.[5]
We must recall that the value of an object depends on the extent to which it is
desired; this desire is always an imitation of other peoples desire. On the
stock exchange every individual looks for wealth with which a man can fulfil all
this desires and feels truly autonomous. However, no one knows where wealth is
to be found. Everybody imitates everybody else who he thinks is on the way to
wealth. At the same time he tries to give the impression that he has already
found wealth to provoke other people to imitate him, so his attempt to find
wealth becomes a self-fulfilling prophecy. The more people imitate his desire
for e. g. oil, the more they value his oil, and the richer he becomes.
At
the beginning the market is in chaos. The chaos on the present- day stock
exchange is greater than ever before, because the role of buyer and seller
alters so quickly. And computerisation makes the local market a part of a
continuous ongoing world market. A choice, made by someone who imitates
another's choice, can have a snowball effect, until a temporary unanimity is
reached en the stock exchange on what the value of an object is. In our world we
tend to think that this unanimity is the result of objective natural forces and
that the laws of economics have once again triumphed. We are convinced that the
price is the expression of an objective reality and we do not sec that the
origin of this unanimity is the rivalry between people who try to read from each
other's face what is to be desired.
The
value is established in and through the confrontation of competitive attempts to
find wealth. The buyer does not know what he wants. He desires what other people
desire, for those things should be truly desirable and thus valuable. In the
capitalist theory, the market is only a passive place, which registers
individual preferences, which already exist before anything is exchanged. The
price does not determine the preference, because the market is supposed to be a
mechanism of trial and error to find the right price. In this theory the price
only reveals the already existing social fabric. From the postulate of utility
economists suppose that the demand increases when the prices increase, while the
preferences and desires remain the same. On the other hand, according to
Girard's hypothesis we can conclude that the value is not fixed at all, and thus
provokes speculation, mirroring one's own desire. Competition decides what is
more and what is less desirable. In an uncertain market the price becomes the
measure of the quality and desirability of an object. When the price increases,
the object becomes more desirable, so that the demand increases. Scarcity is not
a neutral fact that precedes every economic action but is a creation of desire.
Since Adam Smith, desire and envy have not been objects of study in the
departments of economic studies, though they are fundamental to the
understanding of the economic process. According to the Dutch philosopher W.
Klever, Adam Smith's The Wealth of Nations (1 776) is not the beginning
of economics but the end of it.[6]
The
modern market clearly shows that money does not have an intrinsic value but is
the result of a unanimous choice of people who imitate one another's desire.
Money creates order where chaos ruled. It brings about perspicuity and becomes a
language with which the human community can communicative and transform itself
into a creative entity; the chaotic crowd at the beginning of the market becomes
an organised society. Money turns out to be most desirable and is identified
with wealth. However, when serious doubts emerge concerning money, e. g. because
of political instability or bad economic prospects, people start giving up their
money. They start looking for wealth all over again and may find it this time in
shares, land, pictures, and foreign currency. Those seem to give more security
in such an uncertain situation. Economies are a very insecure business. Social
control is impossible, for order is created out of disorder; the price is the
result of rivalry. Because the different parts of the world are becoming more
and more economically dependent on one another, while at the same time full
integration is impossible, the danger grows that uncertainty and instability in
one place will spread and infect other places. One of the conditions for
investment is stability. In the future, therefore, economic stagnation may
increase, and this in its turn could lead to greater political instability and
violence.
Actually,
it seems to be a miracle that our society and its economic system survive up
till now at all. For it is based on limitless desires, on rivalry, on chaos.
Former societies always tried to prevent this kind of chaos and rivalry by
establishing structures, which limited human desire. Political power was
reserved to the nobility, making shoes to members of a certain guild. Were they
mistaken? One important reason why we survive in this most irrational system,
which we proclaim to be so very rational, is that we have succeeded in
multiplying the number of the same objects. Rivalry emerges when there is only
one object e.g. this woman, this political function, the house in this street.
However, we are producing millions of cars, electric shavers, deep-freezers, and
a mountain of milk and butter. I may envy my neighbour's car, but in principle I
can buy the same car, or rather, a better one, if only I have the money.
A
second reason for our survival is that we have quite a lot of rules, laws and
regulations, which restrict our competition. For competition is not a natural
phenomenon, as capitalist economists assume.[7]
Thirdly, we have been able to export the violence generated in our competitive
society to the Third World, the poor in our society, and to our natural
environment. The pressure of the First World on the Third is immense. In the
seventies, the Republic of Mali in Africa succeeded in increasing its export of
cotton and wool by 40% within a six-year period, but in the same period the
local food production decreased by 30%. It may well be that within ten or
fifteen years the Netherlands will only have 10,000 cattle-breeding farms
instead of the present 60,000, but these will produce the same amount of milk
and meat, too much to be consumed
by
the country itself. The river Rhine is highly polluted, mainly by French salt
and Dutch and German chemicals, so that the supply of drinking water in the Low
Countries becomes more and more a problem. In Holland 25% of the rain is
polluted, so that the low vegetation en the Veluwe, one of the richest national
parks of the country, is disappearing. The sea, which seemed to offer an
infinite source of food, turns out to be finite after all; even if the pollution
of the river Rhine were to stop immediately the North Sea would remain polluted
till far after the turn of this century.
So our
society is surviving, but at a price: a chaotic system which makes the future
very uncertain for farms, states and individuals; the danger of local
instability contaminating other parts of the world; the poverty of two thirds of
the world; rivers and woods dying. We have some reason to be proud of our
achievements: we have created a society with a wealth and a level of consumption
that was never dreamed of. Later generations may admire us. However, often we do
not know what to do with our wealth, we are not sure what to desire next. We
feel insecure and unsafe in a society every member of which is a potential
competitor, even my own wife, my children, and my colleagues. Again and again I
try to find my identity by desiring something which is unique-this year I am
going to Antarctica ... but in two or three years' time all my friends seem to
be holidaying in Antarctica too, imitating me, becoming like me. Space travel is
for many people the great myth, almost a religion. At least space is infinite
and may help to fulfil our infinite desires. This partly explains the terrible
shock in the USA and elsewhere in the western world, when at the beginning of
1986 a space shuttle crashed. Our myth was damaged. Some people expect
everything from the information industry, but they are the first to say that
this could mean that our life becomes much more confined. The tendency to grow
bigger and bigger, which bas ruled our lives since the Industrial Revolution,
may be reversed, with possible changes in our way of thinking and desiring.
It
is doubtful that our capitalist society can go on as it does at present, but the
Marxist solution does not seem to work either. In its protest against capitalism
it adopted too many capitalist presuppositions, such as the importance of
economic growth. The pollution of the environment in Eastern Europe is even
worse than in our part of the world.
Has
the Christian tradition anything to say in this predicament? One of the most
central words in Scripture is 'grace'. Grace is a gift, which does not demand a
gift in return. It does not provoke competition but it invites people to be glad
about the gifts other people receive. Living by grace may change our personal
lives and may inspire us to find ways to create 'gracious' structures in our
society. We cannot go back to the pre-Capitalist society with its oppressive
gift system. We may go forward to a private and public life in which a
fundamental role is played by the gift, which does not demand a gift in return.
Grace presupposes that 1 am aware that I have limits and that it belongs to
human existence to be finite. It accepts that other people are limited and that
our world is not inexhaustible. A man living by grace does not suffer because of
the limitations of his own or of other people or of his natural environment. For
him other people and the whole world are gifts to be enjoyed. They do not demand
gifts from him or sacrifices, but only that he accepts them as gifts. However,
at the same time they act as limits to his infinite desire. A man and a woman
who truly love each other feel free and at the same time do not feel driven to
find other sexual partners.
Christians, living by grace, may become models for
other people. They can escape from becoming obstacles by continually referring
to the Father of Jesus Christ as the model to be followed and imitated (Eph. 5,
1) in his love for man. They can unmask the modern myths and bring down the
idols which modern economies has raised. Those idols are the rich themselves, as
Adam Smith, the first ideologist of capitalism, already stated:
The rich man glories in
his riches, because he feels that they naturally draw upon him the attention of
the world, and that mankind are disposed to go along with him in all those
agreeable emotions which the advantages of his situation so readily inspire him
... In a great assembly he is the person upon whom all direct their eyes; it is
upon him that their passions seem all to wait with expectation, in order to
receive that movement and direction which he shall impress upon them.[8]
The
mythology of capitalism has invaded our language and convinced almost everybody
of its truth. Starting off in private conversation, perhaps, Christians can
begin doubting the 'law of supply and demand', the necessity of increase of
production, and the adoration of the rich. When they show they can live a
fruitful and full life, without trying to become richer but rather by finding
their own place (and thus limits), they may inspire other people to do the same.
Christian life is now completely an enigma for modern man, for it is supposed to
accentuate the fruitfulness of limiting one's desires. In the future it may
receive a now significance as one of the focal points of spiritual and social
change.
Christians
might get involved in movements such as Green Peace. Though the groups in the
environmental movement are small, their impact is great. In November 1986 the
minister of transport of the Netherlands - who actually belongs to the Liberal (i.e.
capitalist) Party - proposed to demolish the summer dykes so that the waters of
the rivers would flow freely again over the fields between the summer dykes and
the winter dykes. Those fields would be turned into marshes, and could not be
used any more for cattle grazing. Her purpose is to reduce cattle breeding, but
in the long run decreasing the production and restoring the original river
landscape will promote changes in the way of thinking of a whole country
concerning 'economic progress'.
Christians
might also support movements for more on-going education, and press for the
introduction of a sabbatical year for everybody. They could make challenging
proposals for the use of this 'unproductive' time. A sabbatical should not be
used to train to work more effectively, but become a year of spiritual
pilgrimage. (In Thailand every boy has to spend one year in a monastery; perhaps
in the future it will be common for men and women to spend some time in a
retreat house to look at their situation at decisive moments in their lives.)
The drive to organise work on a smaller scale, dominant in the present doctrines
of management, might be used to arrive at another goal than those managers think
of: less production for ourselves, more human communication, more technology
that brings people closer to the things they are producing.
In the
Netherlands the discussion on introduction of a 'guaranteed income' for every
member of society goes on. Though only one small party is in favour of such a
new system, more and more people are taking this possibility seriously. The
present social laws in the Netherlands become a burden both for the bureaucracy
and for the recipients themselves. At the end of the day, political parties
upholding capitalising may well push the introduction of such a system. However,
it would change human beings' wants and thoughts regarding work, labour, leisure,
money, economies, and spirituality. In my eyes such a system would mean the end
of capitalism, not perhaps in the short run, hut in two or three generations.
The ideas on property might change too. Already many farms feel forced to become
more democratic.
Would
this new society mean a return to the poverty of the
pre- capitalist society as Adam Smith described it in the introduction to
The Wealth of Nations?
Such nations, however,
are so miserably poor that, from mere want, they are frequently reduced, or at
least think themselves reduced, to the necessity sometimes of directly
destroying, and sometimes of abandoning their infants, their old people, and
those afflicted with lingering discuses, to perish with hunger, or to be
devoured by wild beasts.
This
is one of the modern myths Adam Smith brought into the world. Modern research
shows convincingly that people living in hunter- gatherer societies are not poor
at a. The Bushmen in Botswana turn out to work only 36% of their time, while 35%
of the population does not work at all. The rest of the time is spent in
sleeping, visiting, entertaining, decorating, and making fun. Rightly M. Sahlins
remarks in his book Stone Age Economies (Chicago, 1972): 'Wants may be
easily satisfied either by producing much or by desiring little'. In prehistory
and in pre-capitalist society man desires little and feels easily rich. As two
hitchhikers said to me once: 'People who are content are not interesting for
modern economics.'
Christians
may have some more self-confidence when they are speaking on economic affairs.
Admittedly they may not know much about the intricacies of the mechanisms of the
'laws' capitalist and Marxist economists have designed. Their grasp of economic
models may be slight. They will not dare to make any economic predictions, but
modern economists shy away from making such predictions themselves. However,
Scripture offers a treasure of knowledge of human behaviour, models to interpret
history, a vision of what it is to be human.
The Christian tradition can help to unmask the
modern myths of individual autonomy and confront the modern idol. Nietzsche
already knew that God did not disappear from our world because He died a natural
death as a result of the development of modern society. We drove Him out and
another god entered our world: faith in individual man who stands above all. Man
became god.
Living out the acceptance of man's finiteness,
enjoying one's own existence and that of others, refusing to make victims, the
Christian can offer to today's world a better model to be imitated than the
ideal of an absolute autonomy.
[1]
Politeia 1258 a39-b2.
[2] See my article 'The Likely Prince of Peace. René
Girard's hypothesis', New Blackfriars 66 (December 1985) 517-524.
Girard's works are slowly being translated into English. Recently his book The
Scapegoat was published (London, 1986). The
translation of his book Des choses cachées depuis de la fondation du
monde is forthcoming.
[3]
M. Aglietta and A. Orléan, La violence de la monnaie. Paris,
1982. For this article 1 used also P. Dumouchel and J.-P. Dupuy, L'enfer
des choses. R.
Girard et la logique de l'économie. Paris, 1979.
[4]
Cfr. E. Auerbach, Mimesis. The Representation of Reality
in Western Literature. Princeton, New Jersey, 1953.
[5]
See several articles in P. Dumouchel, Violence et vérité. Colloque de
Cerisy autour de René Girard. Paris,
1985.
[6]
W.N.A. Klever, Archeologie van de economie. De economische theorie in de
Griekse Oudheid. Nijmegen,
1986.
[7]
Cfr. K. Polanyj, The Great Transformation. New York, 1957.
[8]
The Theory of Moral Sentiments. London,
1959 (Ed. Oxford, 1976) 1, iii, 2.
E-mail adres auteur a.lascaris@hetnet.nl - Dominican Study Center for Theology and Society